Financial Advisor Services

2. What you need to retain at your office

What We Need From You -

ICICI Bank FAS needs 1 and 2 (below) to be lodged for each new customer:

These requirements apply to the opening of all 4 accounts:
1. Term Deposits
2. GIC RSP
3. Savings Account (Hi Save)
4. RSP Savings

1. Application Form, being either a or b:

a. ICICI Bank FAS application form, or

b. FR ‘generic’ application form

-and-

2. Client Consent Form^#, being either a or b:

a. ICICI Bank Schedule E

b. FCIDB Client Information & Consent Form*

# Client Consent Form needs to be signed by each applicant

* Only accepted by ICICI Bank FAS when lodged by a member in good standing of the FCIDB

Term Deposit

RSP GIC

Savings A/Ct

RSP Savings

Minimum amount

$1000

No minimum

$500

Currency

Canadian Dollars or US Dollars

Both

Canadian $

Both

Canadian $

Customer access provided by ICICI Bank

Issue ABM Card

Yes

Internet banking access

Yes

Link to customer’s chequing account

Yes

Acceptable cheques to open account

Personal pre-printed

Yes

Maturity, payable to client from another financial institution

Yes

Third party

Yes

Joint applicants permitted

Yes

Yes*(refer below)

NDDS deposits via RBC¹

Yes

RSP transfer²

Copy of T2033 provided to ICICI Bank

Yes

In Trust For³ Accounts

Yes

Estate Accounts⁴

Yes

¹ For NDDS deposits with RBC – please also send a) photocopy of cheque & b) copy of stamped NDDS slip

² For RSP Transfers, please have your office collect the transfer cheque. On receipt of transfer cheque then forward all documentation to ICICI Bank Canada.

³ Please mention “In Trust For” on the application form.

⁴ Additional documentation required: (1) copy of the death certificate, (2) copy of the probated will (notarized copy of the certificate of appointment of estate trustee).

Other Notes

Client Consent Form

FR to retain record of applicant signatures on either
a) FCIDB approved Client Consent;
b) ICICI Bank’s Schedule E;
c) Power of Attorney

Correspondence

All mail to be sent via ICS (or other courier) to FAS Coordinator

Enquiries

Telephone or email FAS Coordinator

Application form

Can be accessed at www.icicibankfas.ca

FR Code

Clearly identify on application form, cheque, NDDS slip (where applicable)

*For Joint Savings Accounts Applicant(s) need to submit as either a) or b):

a.	Both joint account holder’s names pre-printed on it, payable to both individuals and signed by both individuals

b.	Signed Individual cheques, payable to both individuals

What you need to retain at your office -

Please retain a copy of 2 pieces of identification (ID) for each individual (Photocopied front & back to clearly identify the individual’s signature), ensuring that at least one piece is from List A below:

Primary Identification (List A)
We require at least one piece of ID from this list

Secondary Identification (List B)
ID from this section must include individual’s name

	Valid Canadian Driver’s License
	Valid Canadian Passport
	Certificate of Canadian Citizenship or Certification of Naturalization in paper or card form
	Permanent Resident Card or Citizenship and Immigration Canada form IMM 1000 or IMM 1442
	Canadian Birth Certificate
	Canadian Social Insurance Number (SIN) Card
	Canadian Old Age Security Card
	Government of Canada Certificate of Indian Status
	Provincial Health Insurance Card (not permitted by provincial Prince Edward Island, Manitoba or Ontario)
	Provincial Personal Identification Card, bearing your photograph and signature.

	Employee Identification Card, issued by a well known employer, bearing your photograph
	ATM or Bank Card issued by a member of the Canadian Payments Association (CPA) with your signature on the same
	Credit Card issued by a member of the CPA with your signature on the same
	Canadian National Institute for the Blind (CNIB), bearing your photograph and signature